Clause 7 specifies the mapping between the PubSub concepts described in clause 5 and the PubSub configuration parameters defined in clause 6 to concrete message mappings and transport protocol mappings that can be used to implement them.

DataSetMessage mappings, NetworkMessage mappings and transport protocol mappings are combined together to create transport profiles defined in OPC 10000-7. All PubSub applications shall implement at least one transport profile.

Message mappings specify a specific structure and encoding for NetworkMessages. Such a structure represents the payload for transport protocol mappings like UDP, MQTT or AMQP.

Different mappings are defined for different use cases.

MessageTypes define the structure and semantics of NetworkMessages. NetworkMessages with different MessageTypes are necessary to support the discovery of Publisher configuration information and the reporting of live data and events.

The defined MessageTypes are listed in Table 134.

Table 134 – PubSub MessageTypes

MessageType

Description

DataSetMessage

Application data or events supplied by the Publisher as DataSet.

DataSetMetaData

Discovery message with content and semantics of a DataSetMessage

ApplicationDescription

Discovery message with OPC UA application description and capabilities of the Publisher.

ServerEndpoints

Discovery message with the OPC UA server endpoints of the Publisher.

Status

Discovery message with the current operational status of a Publisher

PubSubConnection

Discovery message with the PubSubConnections configured in the Publisher.

Each message mapping defines the structure of each supported MessageType. The mechanism for identifying the MessageType associated with a NetworkMessage is specific to the message mapping. The mapping to UADP messages is defined in 7.2.4.2. The mapping to JSON messages is defined in 7.2.5.2.

The discovery messages are required to send discovery information from the Publishers to the Subscribers that do not have out of band knowledge about available Publishers.

A Message Oriented Middleware where retained messages are supported can use a known addressing schema for queues or topics to provide discovery messages to Subscribers. Such a Topic tree is defined for the MQTT transport protocol mapping in 7.3.5.7. The mapping of MessageTypes for Topics is defined in 7.3.5.7.2.

The UADP message mapping defines also discovery probe messages to request discovery information in a Message Oriented Middleware where retained messages are not available.

SequenceNumber fields are defined in different headers of the UADP or JSON Message Mapping.

A SequenceNumber is a monotonically increasing number assigned to messages headers represented by an unsigned integer of width N which is further specified in Table 135. The SequenceNumber starts at 0 and shall be incremented by exactly one for each message.

Receivers need to be aware of sequence numbers roll over (change from the largest possible value to 0).

To determine whether a received message is newer than the last processed message the following formula shall be used:

(received sequence number -1 – last processed sequence number) modulo 2^N

For the resulting value there is an upper bound and a lower bound depending on the bit width of the sequence number.

Results below the lower bound indicate that the received message is newer than the last processed message and it shall be processed.

Results above the upper bound indicate that the received message is older than (or same as) than the last processed message and it shall be ignored unless reordering of messages is required.

Other results are invalid and the message shall be ignored.

The lower bound is given as 2^(N-2).

The upper bound is given as 2^N – 2^(N-2).

Table 135 – Values for different sequence number sizes

DataType

Name

Value

Description

UInt16

Formula

(New-1-Last) modulo 65.536

Lower bound

16.384

2^14

Upper bound

49.152

2^16-2^14

UInt32

Formula

(New-1-Last) modulo 4.294.967.296

Lower bound

1.073.741.824

2^30

Upper bound

3.221.225.472

2^32-2^30

Subscribers shall discard the records they keep for sequence numbers if they do not receive messages for two times the keep alive time to deal with Publishers or brokers that are out of service and were not able to continue from the last used SequenceNumber.

The UADP message mapping uses optimized OPC UA Binary encoding defined in OPC 10000-6 and provides message security for OPC UA PubSub. The available protocol mappings are defined in 7.3.

The UADP message mapping defines different optional header fields, variations of field settings and different DataSetMessage types and data encodings. Available layouts with standard settings and the corresponding URI Strings for UADP are defined in A.2.

Some optional fields like timestamps provide information that is not necessary for the processing of the messages on the Subscriber side. Other optional fields like PublisherId, DataSetWriterId or sizes of DataSetMessages are typically necessary for the processing of messages in generic Subscribers. If such fields are not present, the Subscriber must know the missing information from the DataSetReader configuration. One scenario is that a Publisher is sending NetworkMessages with a fixed layout of the payload. In this case the DataSetWriterId, the offset and size of the DataSetMessages is known from the DataSetReader configuration. The identification is done in this case by the group header with the WriterGroupId and NetworkMessageNumber. The UADP-Periodic-Fixed header layout for this scenario is defined in A.2.1.

The flexibility of the optional fields is necessary to support different use cases but it also allows the configuration of invalid combinations. To reduce the number of combinations used in common use cases, Annex A defines standard UADP header layouts with defined settings for common use cases. Custom configurations can be used but they should be limited to applications that do not fall into these use cases.

A Publisher should support all variations it allows through configuration. The required set of features is defined through profiles in OPC 10000-7.

A Subscriber shall be able to process all possible NetworkMessages and shall be able to skip information the Subscriber is not interested in. The Subscriber may not support all security policies. The capabilities related to processing different DataSet encodings is defined in OPC 10000-7.

The fields in the following protocol definition tables are encoded using the OPC UA Binary encoding rules defined in OPC 10000-6 including arrays. If the brackets for an array are not empty, the length field is omitted from the encoding and the length information is provided through additional definitions.

The mapping of MessageTypes to UADP NetworkMessage type and the reference to the detailed definition is listed in Table 136.

Table 136 – UADP MessageType mapping

MessageType

UADP NetworkMessage type

Specification Reference

DataSetMessage

DataSetMessage payload

Defined in 7.2.5.3 and 7.2.5.4.

DataSetMetaData

Discovery DataSetMetaData announce

Defined in 7.2.4.6.4.

ApplicationDescription

Discovery Application description announce

Defined in 7.2.4.6.5.

ServerEndpoints

Discovery Publisher Endpoints announce

Defined in 7.2.4.6.6.

Status

Discovery status announce

Defined in 7.2.4.6.7.

PubSubConnection

Discovery PubSubConnection configuration announce

Defined in 7.2.4.6.8.

The discovery announce messages are required to send discovery information from the Publishers to the Subcribers. The probe messages are used for broker-less transport protocols like UDP or a Message Oriented Middleware where retained messages are not available.

The PubSub communication parameters defined in Clause 6 provide the settings for mapping information from the Publisher into DataSetMessages, settings to send them in NetworkMessages to the Subscribers and settings to process the DataSetMessages on the Subscriber side.

The error handling for the status codes in DataSetMessage headers and DataSetMessage fields is defined in 6.2.11 and 6.2.4.2. This handling of information flows and status codes assumes that the configuration between Publisher and Subscriber is in sync.

In several combinations of settings for the DataSetMessages and NetworkMessages, a Subscriber is able to process received messages without further knowledge of the Publisher side configuration. But most Subscribers need at least the DataSetMetaData to be able to process the received DataSetMessages.

The Publisher side configuration implies two types of contracts necessary for the Subscriber to process messages. The one type of contract is the DataSetMetaData describing the content of a DataSetMessage. The other type of contract provides the communication settings like the DataSetWriterId or offsets inside NetworkMessages. Both type of contracts provide version information that can be included into the DataSetMessages and NetworkMessages.

Several settings in the contracts have corresponding flags or version fields in the messages and a Subscriber can detect mismatches between the contract and the received messages.

The error handling depends on the Subscriber applications. Subscribers that are configured to process certain DataSetMessages often work with a known contract and they will typically drop messages that do not comply with the contract. At the same time they will try to get an update of the contract and will try to adjust its own settings to the updated contract if this is possible. Some changes may need manual reconfiguration of the Subscriber.

But Subscribers may also work without a known contract or may accept some differences between the contract and the actual message layout without dropping messages.

One exception is the security configuration. A Subscriber shall drop all messages where the configured SecurityMode has a lower number than the received SecurityMode. E.g. if the Subscriber is configured for SecurityMode SIGN it shall drop messages with NONE. A Subscriber may process messages with a higher SecurityMode e.g. it is allowed to process messages with SecurityMode SIGN if it is configured for NONE.

The UADP NetworkMessage header and other parts of the NetworkMessage are shown in Figure 29.

When using security, the payload and the Padding field are encrypted and after that, the whole NetworkMessage is signed if signing and encryption is active. The NetworkMessage shall be signed without being encrypted if only the signing is active.

The UADP NetworkMessage does not provide the total message size. It is expected that the message size is known from the transport protocol mapping. If the transport protocol mapping does not provide the size of the payload, an additional size information must be added in front of the UADP NetworkMessage for that transport protocol.

image032.png

Figure 29 – UADP NetworkMessage

The encoding of the UADP NetworkMessage is specified in Table 137.

The NetworkMessageContentMask setting of the Publisher controls the flags in the fields UADPFlags and ExtendedFlags1. The SecurityMode setting of the Publisher controls the security enabled flag of the ExtendedFlags1. The setting of the flags shall not change until the configuration of the Publisher is changed.

Table 137 – UADP NetworkMessage

Name

Type

Description

UADPVersion

Bit[0-3]

Bit range 0-3: Version of the UADP NetworkMessage.

The UADPVersion for this specification version is 1.

UADPFlags

Bit[4-7]

Bit 4: PublisherId enabled

If the PublisherId is enabled, the type of PublisherId is indicated in the ExtendedFlags1 field.If the PublisherId is enabled is false, the ExtendedFlags1 PublisherId Type flags shall be false.

Bit 5: GroupHeader enabled

Bit 6: PayloadHeader enabled

Bit 7: ExtendedFlags1 enabledThe bit shall be false, if ExtendedFlags1 is 0.

ExtendedFlags1

Byte

The ExtendedFlags1 shall be omitted if bit 7 of the UADPFlags is false.

If the field is omitted, the Subscriber shall handle the related bits as false.

Bit range 0-2: PublisherId Type

000 The PublisherId is of DataType Byte This is the default value if ExtendedFlags1 is omitted

001 The PublisherId is of DataType UInt16

010 The PublisherId is of DataType UInt32

011 The PublisherId is of DataType UInt64

100 The PublisherId is of DataType String

101 Reserved

11x ReservedReserved values shall not be used by the sender and the receiver shall skip messages when reserved values are received.

The PublisherId Type shall be ignored if bit 4 of the UADPFlags is false.

Bit 3: DataSetClassId enabled

Bit 4: SecurityHeader enabled

If this flag is enabled, the NetworkMessage header includes the SecurityHeader, otherwise the SecurityHeader is omitted.

If the SecurityMode in the configuration is SIGN or SIGNANDENCRYPT, this flag shall be set.

Bit 5: Timestamp enabled

Bit 6: PicoSeconds enabled

This bit shall be false if the Timestamp bit is false.

Bit 7: ExtendedFlags2 enabled

The bit shall be false, if ExtendedFlags2 is 0.

ExtendedFlags2

Byte

The ExtendedFlags2 shall be omitted if bit 7 of the ExtendedFlags1 is false.

If the field is omitted, the Subscriber shall handle the related bits as false.

Bit 0: Chunk message defined in in 7.2.4.4.4.

Bit 1: PromotedFields enabled

If Promoted fields are enabled, the number of DataSetMessages in the Network Message shall be one.

Bit range 2-4: UADP NetworkMessage type

000 NetworkMessage with DataSetMessage payload defined in 7.2.4.4.4. If the ExtendedFlags2 field is not provided, this is the default NetworkMessage type.

001 NetworkMessage with discovery probe defined in 7.2.4.5.4.

010 NetworkMessage with discovery announcement payload defined in 7.2.4.6..

011 Reserved

1xxReserved

Reserved values shall not be used by the sender and the receiver shall skip messages when reserved values are received.

Bit 5: Reserved

Bit 6: Reserved

Bit 7: Reserved for further extended flag fields

Reserved bits shall be set to false by the sender and the receiver shall skip messages where the reserved bits are not false.

PublisherId

Byte[*]

The PublisherId shall be omitted if bit 4 of the UADPFlags is false.

The Id of the Publisher that sent the data. Valid DataTypes are UInteger and String.

The DataType is indicated by bits 0-2 of the ExtendedFlags1.

A Subscriber can skip NetworkMessages from Publishers it does not expect NetworkMessages from.

PublisherIds are only equal if they have the same DataTypes and equal values.

DataSetClassId

Guid

The DataSetClassId associated with the DataSets in the NetworkMessage.

All DataSetMessages in the NetworkMessage shall have the same DataSetClassId.

The DataSetClassId shall be omitted if bit 3 of the ExtendedFlags1 is false.

GroupHeader

The group header shall be omitted if bit 5 of the UADPFlags is false.

GroupFlags

Byte

Bit 0: WriterGroupId enabled

Bit 1: GroupVersion enabled

Bit 2: NetworkMessageNumber enabled

Bit 3: SequenceNumber enabled

Bits 4-6: Reserved

Bit 7: Reserved for further extended flag fields

Reserved bits shall be set to false by the sender and the receiver shall skip messages where the reserved bits are not false.

WriterGroupId

UInt16

Unique id for the WriterGroup in the Publisher.

A Subscriber can skip NetworkMessages from WriterGroups it does not expect NetworkMessages from.

This field shall be omitted if bit 0 of the GroupFlags is false.

GroupVersion

VersionTime

Version of the header and payload layout configuration of the NetworkMessages sent for the group.

This field shall be omitted if bit 1 of the GroupFlags is false.

NetworkMessage Number

UInt16

Unique number of a NetworkMessage across the combination of PublisherId and WriterGroupId within one PublishingInterval.

The number is needed if the DataSetMessages for one group are split into more than one NetworkMessage in a PublishingInterval.

The value 0 is invalid.

This field shall be omitted if bit 2 of the GroupFlags is false.

SequenceNumber

UInt16

Sequence number for each new NetworkMessage as defined in 7.2.3.

This field shall be omitted if bit 3 of the GroupFlags is false.

PayloadHeader

Byte [*]

The payload header depends on the UADP NetworkMessage type flags defined in the ExtendedFlags2 bit range 2-4. The default is DataSetMessage if the ExtendedFlags2 field is not enabled.

The PayloadHeader shall be omitted if bit 6 of the UADPFlags is false.

The PayloadHeader is not contained in the payload but it is contained in the unencrypted NetworkMessage header since it contains information necessary to filter DataSetMessages on the Subscriber side.

If the payload header is not present for DataSetMessages, the Subscriber must know the number and size of DataSetMessages from the DataSetReader configuration. The group header is the default option to provide a reference to this information in the NetworkMessage. In this case the number and size of the DataSetMessages is known from the DataSetReader configuration for the combination of WriterGroupId and NetworkMessageNumber.

Timestamp

DateTime

The time the NetworkMessage was created.

The Timestamp shall be omitted if bit 5 of ExtendedFlags1 is false.

The PublishingInterval, the SamplingOffset the PublishingOffset and the Timestamp and PicoSeconds in the NetworkMessage header shall use the same time base.

PicoSeconds

UInt16

Specifies the number of 10 picosecond (1,0 e-11 seconds) intervals which shall be added to the Timestamp.

The PicoSeconds field stores the difference between a high-resolution timestamp with a resolution of 10 picoseconds and the Timestamp field value which only has a 100 ns resolution. The PicoSeconds field shall contain values less than 10 000. The decoder shall treat values greater than or equal to 10 000 as the value ‘9999’.

The PicoSeconds shall be omitted if bit 6 of ExtendedFlags1 is false.

PromotedFields

The PromotedFields shall be omitted if bit 1 of the ExtendedFlags2 is false.

If the PromotedFields are provided, the number of DataSetMessages in the Network Message shall be one.

Size

UInt16

Total size in Bytes of the Fields contained in the PromotedFields.

Fields

BaseDataType[ ]

Array of promoted fields. The size, order and DataTypes of the fields depend on the settings in the FieldMetaData of the DataSetMetaData associated with the DataSetMessage contained in the NetworkMessage.

SecurityHeader

The security header shall be omitted if bit 4 of the ExtendedFlags1 is false.

SecurityFlags

Byte

Bit 0: NetworkMessage Signed

Bit 1: NetworkMessage EncryptedThe configuration options for MessageSecurityMode are NONE, SIGN and SIGNANDENCRYPT. Therefore bit 0 shall be true if bit 1 is true.

Bit 2: SecurityFooter enabled

Bit 3: Force key reset

This bit is set if all keys will be made invalid. It is set until the new key is used. The Publisher needs to give Subscribers a reasonable time to request new keys. The minimum time is five times the KeepAliveTime configured for the corresponding PubSub group.

This flag is typically set if all keys are invalidated to exclude Subscribers, who no longer have access to the keys.

Bit range 4-7: Reserved

Reserved bits shall be set to false by the the sender and the receiver shall skip messages where the reserved bits are not false.

SecurityTokenId

IntegerId

The ID of the security token that identifies the security key in a SecurityGroup. The relation to the SecurityGroup is done through DataSetWriterIds contained in the NetworkMessage.

If bit 1 and 2 of the SecurityFlags are 0, the SecurityTokenId shall be 0.

NonceLength

Byte

The length of the Nonce used to initialize the encryption algorithm.

If bit 1 and 2 of the SecurityFlags are 0, the NonceLength shall be 0.

MessageNonce

Byte [NonceLength]

A number used exactly once for a given security key. For a given security key a unique nonce shall be generated for every NetworkMessage. The rules for constructing the MessageNonce are defined for the UADP Message Security in 7.2.4.4.3.

SecurityFooterSize

UInt16

The size of the SecurityFooter.

The security footer size shall be omitted if bit 2 of the SecurityFlags is false.

Payload

Byte [*]

The payload depends on the UADP NetworkMessage Type flags defined in the ExtendedFlags2 bit range 2-4 and on the Chunk flag defined in the. ExtendedFlags2 bit 0.

SecurityFooter

Byte [*]

Optional security footer shall be omitted if bit 2 of the SecurityFlags is false.

The content of the security footer is defined by the SecurityPolicy.

Signature

Byte [*]

The signature of the NetworkMessage.

The security algorithms used and the length of the KeyNonce for the UADP NetworkMessage depend on the selected SecurityPolicy. The algorithms are defined by SymmetricEncryptionAlgorithm and SymmetricSignatureAlgorithm in OPC 10000-7. The nonce length is part of the SymmetricEncryptionAlgorithm.

The keys used to encrypt and sign messages are extracted from the key data returned from the GetSecurityKeys method (see 8.3.2). This Method returns a sequence of key data with a length that depends on the SecurityPolicyUri, which is also returned by the Method. The layout of the key data is defined in Table 138.

Table 138 – Layout of the key data for UADP message security

Name

Type

Description

SigningKey

Byte [SymmetricSignatureAlgorithm Key Length]

Signing key part of the key data returned from GetSecurityKeys. The SymmetricSignatureAlgorithm is defined in the SecurityPolicy.

EncryptingKey

Byte [SymmetricEncryptionAlgorithm Key Length]

Encryption key part of the key data returned from GetSecurityKeys. The SymmetricEncryptionAlgorithm is defined in the SecurityPolicy.

KeyNonce

Byte [SymmetricEncryption Nonce Length]

Nonce part of the key data returned from GetSecurityKeys.

The layout of the MessageNonce for AES-CTR mode is defined in Table 139.

Table 139 – Layout of the MessageNonce for AES-CTR

Name

Type

Description

Random

Byte [4]

The random part of the MessageNonce. This number does not need to be a cryptographically random number, it can be pseudo-random.

SequenceNumber

UInt32

Sequence number for the MessageNonce as defined in 7.2.3.

The sequence number is reset to 1 after the key and SecurityTokenId are updated in the Publisher.

The message encryption and decryption with AES-CTR mode uses a secret and a counter block. The secret is the EncryptingKey from the key data defined in Table 138. The layout and content of the counter block is defined in Table 140.

Table 140 – Layout of the counter block for UADP message security for AES-CTR

Name

Type

Description

KeyNonce

Byte [4]

The KeyNonce portion of the key data returned from GetSecurityKeys.

MessageNonce

Byte [8]

The first 8 bytes of the Nonce in the SecurityHeader of the NetworkMessage.

For AES-CTR mode the length of the SecurityHeader Nonce shall be 8 Bytes.

BlockCounter

Byte [4]

The counter for each encrypted block of the NetworkMessage.

The counter is a 32-bit big endian integer (the opposite of the normal encoding for UInt32 values in OPC UA. This convention comes from the AES-CTR RFC).

The counter starts with 1 at the first block. The counter is incremented by 1 for each block.

AES-CTR mode takes the counter block and encrypts it using the encrypting key. The encrypted key stream is then logically XORed with the data to encrypt or decrypt. The process is repeated for each block in plain text. No padding is added to the end of the plain text. AES-CTR does not change the size of the plain text data and can be applied directly to a memory buffer containing the message.

The signature is calculated on the entire NetworkMessage including any encrypted data. The signature algorithm is specified by the SecurityPolicyUri in OPC 10000-7.

When a Subscriber or a Publisher receives a NetworkMessage, it shall verify the signature before processing the payload. If verification fails, it drops the NetworkMessage.

Other SecurityPolicy may specify different key lengths or cryptography algorithms.

If a NetworkMessage payload with a DataSetMessage need to be split across multiple NetworkMessages, the chunks are sent in multiple NetworkMessages. The PayloadHeader of each NetworkMessage contains the payload header defined in Table 141. The Payload of each NetworkMessage contains the payload defined in Table 142. A chunk NetworkMessage can only contain chunked payload of one DataSetMessage.

If a NetworkMessage payload with a discovery announcement message has to be split across multiple NetworkMessages the chunks are sent with the payload defined in Table 142. The payload header is disabled for discovery probe and discovery announcement NetworkMessages.

Table 141 – Chunked NetworkMessage payload header

Name

Type

Description

DataSetWriterId

UInt16

DataSetWriterId contained in the NetworkMessage.

The DataSetWriterId identifies the PublishedDataSet and the DataSetWriter responsible for sending Messages for the DataSet.

A Subscriber can skip DataSetMessages from DataSetWriters it does not expect DataSetMessages from.

Table 142 – Chunked NetworkMessage payload fields

Name

Type

Description

MessageSequenceNumber

UInt16

Sequence number of the payload as defined for the NetworkMessage type like DataSetMessageSequenceNumber in a DataSetMessage.

NetworkMessages may be received out of order. In this case, a chunk for the next payload can be received before the last chunk of the previous payload was received.

If the next sequence number is received by a Subscriber that can handle only one payload, the chunks of the previous payload are skipped if they are not completely received yet.

ChunkOffset

UInt32

The byte offset position of the chunk in the complete NetworkMessage payload. The last chunk is detected if ChunkOffset plus the size of the current chunk equals TotalSize.

All chunks, except for the last one shall have the same size. The size of all chunks other than the last one can be used to calculate the number of expected chunks.

The reassembled NetworkMessage payload can be processed after all chunks are received.

Depending on the transport protocol mapping, the chunks may be received out of order and the last chunk may be received before all other chunks are received.

TotalSize

UInt32

Total size of the NetworkMessage payload in bytes.

ChunkData

ByteString

The pieces of the original DataSetMessage or the discovery announcement message are copied into the chunk until the maximum size allowed for a single NetworkMessage is reached minus space for the signature. The data copied into next chunk starts with the byte after the last byte copied into current chunk.

A DataSetMessage or discovery announcement message is completely received when all chunks are received and the message can be processed completely.

The UADP DataSet payload header and other parts of the NetworkMessage are shown in Figure 30.

Different types of DataSetMessage can be combined in on NetworkMessage.

image033.png

Figure 30 – UADP DataSet payload

The encoding of the UADP DataSet payload header is specified in Table 143. The payload header is unencrypted. This header shall be omitted if bit 6 of the UADPFlags is false.

Table 143 – UADP DataSet payload header

Name

Type

Description

Count

Byte

Number of DataSetMessages contained in the NetworkMessage. The NetworkMessage shall contain at least one DataSetMessage if the NetworkMessage type is DataSetMessage payload.

DataSetWriterIds

UInt16 [Count]

List of DataSetWriterIds contained in the NetworkMessage. The size of the list is defined by the Count.

The DataSetWriterId identifies the PublishedDataSet and the DataSetWriter responsible for sending Messages for the DataSet.

A Subscriber can skip DataSetMessages from DataSetWriters it does not expect DataSetMessages from.

The DataSet payload is defined in Table 144. The payload is encrypted.

Table 144 – UADP DataSet payload

Name

Type

Description

Sizes

UInt16 [Count]

List of byte sizes of the DataSetMessages.

The size of the list is defined by the Count in the DataSet payload header.

If the payload size exceeds 65535, the DataSetMessages shall be allocated to separate NetworkMessages. If a single DataSetMessage exceeds the payload size it shall be split into Chunk NetworkMessages.

This field shall be omitted if count is one or if bit 6 of the UADPFlags is false.

DataSetMessages

DataSetMessage [Count]

DataSetMessages contained in the NetworkMessage. The size of the list is defined by the Count in the DataSet payload header.

The type of encoding used for the DataSetMessages is defined by the DataSetWriter.

The encodings for the DataSetMessage are defined in 7.2.4.5.4.

The DataSetMessage header structure and the relation to other parts in a NetworkMessage is shown in Figure 31.

image034.png

Figure 31 – DataSetMessage header structure

The encoding of the DataSetMessage header structure is specified in Table 145.

The DataSetFieldContentMask and the DataSetMessageContentMask settings of the DataSetWriter control the flags in the fields DataSetFlags1 and DataSetFlags2. The setting of the flags shall not change until the configuration of the DataSetWriter is changed.

Table 145 – DataSetMessage header structure

Name

Type

Description

DataSetFlags1

Byte

Bit 0: DataSetMessage is valid.

If this bit is set to false, the rest of this DataSetMessage is considered invalid, and shall not be processed by the Subscriber.

Bit range 1-2: Field Encoding

00 The DataSet fields are encoded as Variant The Variant can contain a StatusCode instead of the expected DataType if the status of the field is Bad. The Variant can contain a DataValue with the value and the statusCode if the status of the field is Uncertain.

01 RawData Field Encoding

The RawData field encoding is defined in 7.2.4.5.9.

10 DataValue Field Encoding

The DataSet fields are encoded as DataValue. This option is set if the DataSet is configured to send more than the Value.

11 Reserved

Reserved values shall not be used by the sender and the receiver shall skip messages when reserved values are received.

Bit 3: DataSetMessageSequenceNumber enabled

Bit 4: Status enabled

Bit 5: ConfigurationVersionMajorVersion enabled

Bit 6: ConfigurationVersionMinorVersion enabled

Bit 7: DataSetFlags2 enabled

The bit shall be false, if DataSetFlags2 is 0.

DataSetFlags2

Byte

The DataSetFlags2 shall be omitted if bit 7 of the DataSetFlags1 is false.

If the field is omitted, the Subscriber shall handle the related bits as false.

Bit range 0-3: UADP DataSetMessage type

0000Data Key Frame (see 7.2.4.5.5)

If the DataSetFlags2 field is not provided, this is the default DataSetMessage type.

0001Data Delta Frame (see 7.2.4.5.6)

0010Event (see 7.2.4.5.7)

0011Keep Alive (see 7.2.4.5.8)

01xxReserved

1xxxReserved

Reserved values shall not be used by the sender and the receiver shall skip messages when reserved values are received.

Bit 4: Timestamp enabled

Bit 5: PicoSeconds included in the DataSetMessage headerThis bit shall be false if the Timestamp bit is false.

Bit 6: Reserved

Bit 7: Reserved for further extended flag fields

Reserved bits shall be set to false by the Publisher and Subscribers shall skip messages where the reserved bits are not false.

DataSetMessage‌SequenceNumber

UInt16

Sequence number for each new DataSetMessage as defined in 7.2.3.

The field shall be omitted if Bit 3 of DataSetFlags1 is false.

Timestamp

UtcTime

The time the DataSetMessage was created.

The Timestamp shall be omitted if Bit 4 of DataSetFlags2 is false.

PicoSeconds

UInt16

Specifies the number of 10 picoseconds (1,0 e-11 seconds) intervals which shall be added to the Timestamp.

The PicoSeconds field stores the difference between a high-resolution timestamp with a resolution of 10 picoseconds and the Timestamp field value which only has a 100 ns resolution. The PicoSeconds field shall contain values less than 10 000. The decoder shall treat values greater than or equal to 10 000 as the value ‘9.999’.

The field shall be omitted if Bit 5 of DataSetFlags2 is false.

Status

UInt16

The overall status of the DataSetMessage. The dependencies to the status of DataSet fields are defined in Table 26.

This is the high order 16 bits of the StatusCode DataType representing the numeric value of the Severity and SubCode of the StatusCode DataType.

The field shall be omitted if Bit 4 of DataSetFlags1 is false.

ConfigurationVersion

MajorVersion

VersionTime

The major version of the configuration version of the DataSet used as consistency check with the DataSetMetaData available on the Subscriber side.

The field shall be omitted if Bit 5 of DataSetFlags1 is false.

ConfigurationVersion

MinorVersion

VersionTime

The minor version of the configuration version of the DataSet used as consistency check with the DataSetMetaData available on the Subscriber side.

The field shall be omitted if Bit 6 of DataSetFlags1 is false.

The data key frame DataSetMessage data and related headers are shown in Figure 32.

image035.png

Figure 32 – Data Key Frame DataSetMessage data

The encoding of the data key frame DataSetMessage structure is specified in Table 146.

If the key frame is a heartbeat DataSetMessage, only the header is encoded but the following structure shall not be encoded into the DataSetMessage. Generic Subscribers can detect heartbeat DataSetMessages if the DataSetMessage size equals the header size. If the DataSetMessage size is not part of the payload header, the DataSetMessage offset configuration is required on Subscriber side to identify a heartbeat DataSetMessage.

Table 146 – Data Key Frame DataSetMessage structure

Name

Type

Description

FieldCount

UInt16

Number of fields of the DataSet contained in the DataSetMessage.

The FieldCount shall be omitted if RawData field encoding is set in the EncodingFlags defined in 7.2.4.5.4.

DataSetFields

BaseDataType [FieldCount]

The field values of the DataSet.

The field encoding depends on the DataSetFlags1.Field Encoding of the DataSetMessage Header defined in 7.2.4.5.4. The default encoding is Variant if bit 1 and 2 are not set.

Padding

Byte [*]

Optional padding added if the encoded DataSetMessage is smaller than the ConfiguredSize. The DataSetMessage is padded with bytes with value zero.

The data delta frame DataSetMessage data and the related headers are shown in Figure 33.

image036.png

Figure 33 – Data Delta Frame DataSetMessage

The information for a single value in delta frame messages is larger because of the additional index necessary for sending just changed data. The Publisher shall send a key frame message if the delta frame message is larger than a key frame message.

The encoding of the data delta frame DataSetMessage structure is specified in Table 147.

Table 147 – Data Delta Frame DataSetMessage structure

Name

Type

Description

FieldCount

UInt16

Number of fields of the DataSet contained in the DataSetMessage.

DeltaFrameFields

Structure [FieldCount]

The subset of field values of the DataSet contained in the delta frame.

FieldIndex

UInt16

The index of the Field in the DataSet. The index is based on the field position in the DataSetMetaData with the configuration version defined in the ConfigurationVersion field.

A Publisher shall use an index only once in a DataSetMessage.

FieldValue

BaseDataType

The field values of the DataSet.

The field encoding depends on the DataSetFlags1.Field Encoding of the DataSetMessage Header defined in 7.2.4.5.4. The default encoding is Variant if bit 1 and 2 are not set.

Padding

Byte [*]

Optional padding added if the encoded DataSetMessage is smaller than the ConfiguredSize. The DataSetMessage is padded with bytes with value zero.

The Event DataSetMessage data and the related headers are shown in Figure 34.

image037.png

Figure 34 – Event DataSetMessage

The encoding of the Event DataSetMessage structure is specified in Table 148.

Table 148 – Event DataSetMessage structure

Name

Type

Description

FieldCount

UInt16

Number of fields of the DataSet contained in the DataSetMessage.

DataSetFields

BaseDataType [FieldCount]

The field values of the DataSet.

The fields of Event DataSetMessages shall be encoded as Variant.

The Field Encoding DataSetFlags1 of the DataSetMessage header (bit 1 and 2) defined in 7.2.4.5.4 shall be set to false.

Padding

Byte [*]

Optional padding added if the encoded DataSetMessage is smaller than the ConfiguredSize. The DataSetMessage is padded with bytes with value zero.

The keep-alive message does not add any additional fields. The message and the related headers are shown in Figure 35.

image038.png

Figure 35 – KeepAlive message

If the sequence number is contained in the header, the sequence number provides the next expected sequence number for the DataSetWriter.

The encoding of the DataSetMessage fields is handled like a Structure DataType where the DataSet fields are handled like Structure fields and fields with Structure DataType are handled like nested structures but in addition the fields are padded to the maximum size indicated by ArrayDimensions or MaxStringLength. The padding only applies to RawData field encoding.

All restrictions for the encoding of Structure DataTypes also apply to the RawData Field Encoding.

A DataSet field is encoded in the DataType and ValueRank specified in the DataSetMetaData for the DataSet. The following special handling shall be applied to ensure a fixed offset of the fields in the DataSetMessage.

  • If the DataType of a DataSet field or a Structure field is String or ByteString and the actual size is smaller than the maximum possible size indicated by the MaxStringLength, the field shall be padded with bytes with value zero.
  • If the ValueRank is OneDimension (1) or n>1 and the actual size of a dimension in ArrayDimensions is smaller than the maximum possible size indicated by the dimensions, the field shall be padded with bytes with value zero for each dimension.
  • If the DataSet field or Structure field is a Structure with optional fields, the EncodingMask is encoded followed by all fields. Any optional field that is not present is encoded as padding with bytes with value zero. The size of the padding equals to the size needed to encode the field if it were present.
  • If the DataSet field or Structure field is a Union, the encoding of the selected field is padded with bytes with value zero to the size of the longest Union field, when encoded using the rules in this chapter. The case when no field is selected is treated as if there was an encoded field whose encoded size is zero.

The following restrictions apply to the RawData field encoding.

The DataSetMessage valid bit 0 in DataSetFlags1 shall be set to false if the fields do not fulfil these requirements at the time the DataSetMessage is created.

Discovery announcement messages are sent from the Publisher to the Subscribers and they can be sent through any Message Oriented Middleware and protocol mapping.

Discovery announcement messages are used to inform Subscribers about configuration changes in the Publisher. They are sent by the Publisher in the case of a configuration change. A Publisher can also be configured to send the discovery announcement messages periodically. A Message Oriented Middleware may be able to persist the latest announcement message for Subscribers.

Discovery probe messages are sent from Subscriber to Publisher and they are limited to Message Oriented Middleware and protocol mappings that support such a back channel. A discovery probe is typically answered with one or more discovery announcement messages.

Depending on the used Message Oriented Middleware and the protocol mapping, it may be possible and required for the Subscriber to request discovery announcement messages by sending discovery probe messages. One use case is a non reliable transport where the Subscriber did not receive the message or the Subscriber was not available at the time the Publisher sent the discovery announcement. Another use case is the collection of initial knowledge about a Publisher. Some discovery announcement messages may only be sent as result of a discovery probe message.

Discovery in a global scope requires unique PublisherIds. Publishers shall use the default PublisherIds as defined in 6.2.7.1 for the following discovery messages.

These messages use the standard discovery address if defined for the transport protocol mapping like the IANA registered IPv4 multicast address for UDP.

Other announcements below PubSubConnection level can use different PublisherIds for different transport protocol mappings. Such PubSubConnection specific PublisherIds could be two Byte PublisherIds for the Ethernet transport protocol mapping. These PublisherIds are known from the payload of the PubSubConnection configuration announcement messages.

The NetworkMessage flags used with the discovery announcement messages shall use the following bit values.

The setting of the flags ensures a known value for the first three bytes plus the PublisherId in the NetworkMessage, except for the Chunk bit 0 in ExtendedFlags2. The actual security settings for the NetworkMessage are indicated by the SecurityHeader.

The encoding of the discovery announcement header structure is specified in Table 149.

Table 149 – Discovery announcement header structure

Name

Type

Description

AnnouncementType

Byte

The following types of discovery announcement messages are defined.

0Reserved

1Publisher Endpoints message (see 7.2.4.6.6)

2DataSetMetaData message (see 7.2.4.6.4)

3DataSetWriter configuration message (see 7.2.4.6.9)

4PubSubConnection configuration message (see 7.2.4.6.8)

5 OPC UA Application information message (see Table 150)

SequenceNumber

UInt16

Sequence number, incremented by exactly one, for each discovery announcement sent in the scope of a PublisherId.

The encoding of the OPC UA Application information announcement message structure is specified in Table 150.

Table 150 – OPC UA Application information announcement message structure

Name

Type

Description

ApplicationInformationType

UInt16

The following types of application information are defined.

0Reserved

1Application description (see 7.2.4.6.5)

2Status (see 7.2.4.6.7)

The encoding of the DataSet metadata message structure is specified in Table 151. It contains the current layout and DataSetMetaData for the DataSet.

The ConfigurationVersion in the DataSetMessage header shall match the ConfigurationVersion in the DataSetMetaData.

The Publisher shall send this message without a corresponding discovery probe if the DataSetMetaData changed for the DataSet.

Table 151 – DataSetMetaData announcement message structure

Name

Type

Description

DataSetWriterId

UInt16

DataSetWriterId of the DataSet described with the MetaData.

MetaData

DataSetMetaDataType

The current DataSet metadata for the DataSet related to the DataSetWriterId. The DataSetMetaDataType is defined in 6.2.3.2.3.

statusCode

StatusCode

Status code indicating the capability of the Publisher to provide MetaData for the DataSetWriterId.

The encoding of the OPC UA Application description message fields for ApplicationInformationType 1 is specified in Table 152. It contains the ApplicationDescription and the capabilities.

Table 152 – ApplicationInformationType application description fields

Name

Type

Description

ApplicationDescription

ApplicationDescription

ApplicationDescription for the OPC UA Application. The ApplicationDescription DataType is defined in OPC 10000-4.

Capabilities

String[]

The list of capability identifiers for the application. The allowed capability identifiers are defined in OPC 10000-12.

The encoding of the available Server Endpoints of a Publisher is specified in Table 153.

Table 153 – Publisher Endpoints announcement message structure

Name

Type

Description

Endpoints

EndpointDescription[]

The OPC UA Server Endpoints of the Publisher. The EndpointDescription is defined in OPC 10000-4.

The field is encoded as Array with number of elements encoded as Int32 value.

statusCode

StatusCode

Status code indicating the capability of the Publisher to provide Endpoints.

The encoding of the status message fields for ApplicationInformationType 2 is specified in Table 154.

Table 154 – ApplicationInformationType status fields

Name

Type

Description

IsCyclic

Boolean

If TRUE the Publisher periodically updates the status.

If FALSE the Middleware is responsible for detecting changes to the status.

Status

PubSubState

The current state of the Publisher. This value is mandatory.

NextReportTime

UtcTime

When the Publisher expects to send the next update.

The field is present if IsCyclic=TRUE.

The field is not present if IsCyclic=FALSE.

IsCyclic is set to FALSE if a PublisherId is used exclusively by a single application and the Message Oriented Middleware can detect when Publishers go offline. In these cases, the Publisher sends updates only when its state changes and the Message Oriented Middleware will send an update with PubSubState Error if the Publisher goes offline.

If IsCyclic is set to TRUE the Publisher only reports while they are Operational. The NextReportTime indicates when the Publisher will send an update. If the Subscriber does not receive updates and the NextReportTime is in the past, the Subscriber assumes the PubSubState Error.

The encoding of the PubSubConnection configuration announcement message structure is specified in Table 155. It contains an array of PubSubConnections configured in the OPC UA Application.

Table 155 – PubSubConnection configuration announcement message structure

Name

Type

Description

PubSubConnections

PubSubConnectionDataType []

PubSubConnections configured for the OPC UA Application.

The PubSubConnectionDataType is defined in 6.2.7.5.1.

The ReaderGroup lists in PubSubConnectionDataType shall be empty.

The WriterGroup list shall be contained, if the IncludeWriterGroups is true in the PubSubConnection information probe message.

The DataSetWriter lists in the WriterGroups shall be contained, if the IncludeDataSetWriters is true in the PubSubConnection information probe message.

The configuration properties shall not be included in the PubSubConnectionDataType, WriterGroupDataType and DataSetWriterDataType.

The encoding of the DataSetWriter configuration data message structure is specified in Table 156. It contains the current configuration of the WriterGroup and the DataSetWriter for the DataSet.

The Publisher shall send this message without a corresponding discovery probe if the configuration of the WriterGroup changed.

Table 156 – DataSetWriter configuration announcement message structure

Name

Type

Description

DataSetWriterIds

UInt16[]

DataSetWriterIds contained in the configuration information.

The field is encoded as Array with number of elements encoded as Int32 value.

DataSetWriterConfig

WriterGroupDataType

The current WriterGroup and DataSetWriter settings for the DataSet related to the DataSetWriterId. The WriterGroupDataType is defined in 6.2.6.7.

The field DataSetWriters of the WriterGroupDataType shall contain only the entry for the requested or changed DataSetWriters in the WriterGroup.

The configuration properties shall not be included in the WriterGroupDataType and DataSetWriterDataType.

statusCodes

StatusCode[]

Status codes indicating the capability of the Publisher to provide configuration information for the DataSetWriterIds. The size of the array shall match the size of the DataSetWriterIds array.

The NetworkMessage flags used with the discovery probe messages shall use the following bit values.

  • UADPFlags bits 5 and 6 shall be false, bits 4 and 7 shall be true
  • ExtendedFlags1 bits 3, 5 and 6 shall be false, bits 4 and 7 shall be true
  • ExtendedFlags2 bit 2 shall be true, all other bits shall be false

The setting of the flags ensures a known value for the first three bytes plus the PublisherId in the NetworkMessage on the Publisher as receiver. The actual security settings for the NetworkMessage are indicated by the SecurityHeader.

A variety of rules are used to reduce the amount of traffic on the network in the case of multicast or broadcast communication.

A Subscriber should cache configuration information for PublisherId and DataSetWriterIds of interest.

If a Subscriber requires information from Publishers after a startup or version change detection, discovery probes shall be randomly delayed in the range of 100 ms to 500 ms. The probe shall be skipped if the information is already received during this time or another Subscriber sent already a probe and the announcement to this probe is used.

A Subscriber shall wait for a announcement at least 500 ms. As long as not all announcements are received, the Subscriber requests the missing information. It should double the time period between following probes until all needed announcements are received or denied. The maximum period is Subscriber specific.

A Publisher shall delay subsequent announcements for a combination of probe type and identifier like the DataSetWriterId for at least 500 ms. Duplicate probes, that have not yet been responded to, shall be discarded by the Publisher. The maximum delay is Publisher specific.

If the Publisher receives discovery probes for different DataSetWriters in one WriterGroup, the Publisher shall send one aggregated discovery announcement.

The encoding of the discovery probe header structure is specified in Table 157.

Table 157 – Discovery probe header structure

Name

Type

Description

ProbeType

Byte

The following types of discovery probe messages are defined.

0Reserved

1 Publisher information probe message (see 7.2.4.6.10.4)

2FindApplications probe message.The message type does not have additional fields. The PublisherId is set to NULL.

The encoding of the Publisher information probe message structure is specified in Table 158.

Table 158 – Publisher information probe message structure

Name

Type

Description

InformationType

Byte

The following types of Publisher information probes are defined.

0Reserved

1 Publisher Server Endpoints

No additional fields are defined.

The information is provided with the Publisher Endpoints announcement message defined in 7.2.4.6.4.

2 DataSetMetaData

The settings for this InformationType are defined in Table 159.

The information is provided with the DataSetMetaData announcement message defined in 7.2.4.6.4.

3 DataSetWriter configuration

The settings for this InformationType are defined in Table 159.

The information is provided with the DataSetWriter configuration announcement message defined in 7.2.4.6.9.

4 WriterGroup configuration

The settings for this InformationType are defined in Table 160

The information is provided with the DataSetWriter configuration announcement message defined in 7.2.4.6.9.

5 PubSubConnections configuration

The settings for this InformationType are defined in Table 161

The information is provided with the PubSubConnection configuration announcement message defined in 7.2.4.6.7.

The additional field for DataSetWriter related InformationType in a Publisher information probe message are specified in Table 159.

Table 159 – DataSetWriter settings for Publisher information probe

Name

Type

Description

DataSetWriterIds

UInt16[]

List of DataSetWriterIds the information is requested for.

The field is encoded as Array with number of elements encoded as Int32 value.

For DataSetMetaData probes, the Publisher sends one discovery announcement NetworkMessage for each requested DataSetWriterId.

For DataSetWriter configuration probes, the DataSetWriters that belong to one WriterGroup are sent together in one DataSetWriter configuration message. If more than one WriterGroup is affected, this results in a DataSetWriter configuration message per WriterGroup.

The additional fields for WriterGroup related InformationType in a Publisher information probe message are specified in Table 160.

Table 160 – WriterGroup settings for Publisher information probe

Name

Type

Description

WriterGroupId

UInt16

This option allows a Publisher information probe for a WriterGroup and the contained DataSetWriters if only the WriterGroupId is known from NetworkMessages.

For WriterGroup configuration probes, the DataSetWriters that belong to the WriterGroup are sent together in one DataSetWriter configuration message.

IncludeDataSetWriters

Boolean

Flag indicating if the DataSetWriter should be contained in the PubSubConnection configuration announcement message.

The additional fields for PubSubConnection configuration in a Publisher information probe message are specified in Table 161.

Table 161 – PubSubConnections settings for Publisher information probe

Name

Type

Description

TransportProfileUris

String []

Filter criteria for the PubSubConnections to return in the PubSubConnection configuration announce message.

If TransportProfileUris are set, only PubSubConnection with matching TransportProfileUri shall be returned.

If the TransportProfileUris is null or empty, all PubSubConnections are returned.

IncludeWriterGroups

Boolean

Flag indicating if the WriterGroups should be contained in the PubSubConnection configuration announcement message.

IncludeDataSetWriters

Boolean

Flag indicating if the DataSetWriters should be contained in the PubSubConnection configuration announcement message.

This flag is ignored if IncludeWriterGroups is false.

Setting this flag increases the size of the PubSubConnection configuration announcement message and it is more likely that max message sizes are exceeded.

The JSON message mapping uses the OPC UA JSON encoding defined in OPC 10000-6. If an ExtensionObject is encoded, the TypeId shall be the DataType NodeId of the contained structure.

JSON is a format that uses human readable text. It is defined in IETF RFC 8259.

The JSON based message mapping allows OPC UA Applications to interoperate with web and enterprise software that use this format and do not understand OPC UA specific encodings.

The JSON message mapping defines different optional header fields, variations of field settings and different message types. Available layouts with standard settings and the corresponding URI Strings for JSON are defined in A.3.

The mapping of MessageTypes to JSON NetworkMessage MessageTypes and the reference to the detailed definition is listed in Table 162.

Table 162 – JSON NetworkMessage MessageType mapping

MessageType

JSON NetworkMessage MessageType

Specification Reference

DataSetMessage

ua-data

Defined in 7.2.5.3 and 7.2.5.4.

DataSetMetaData

ua-metadata

Defined in 7.2.5.5.2.

ApplicationDescription

ua-application

Defined in 7.2.5.5.3.

ServerEndpoints

ua-endpoints

Defined in 7.2.5.5.4.

Status

ua-status

Defined in 7.2.5.5.5.

PubSubConnection

ua-connection

Defined in 7.2.5.5.6.

Each JSON NetworkMessage can contain one or more JSON DataSetMessages. The JSON NetworkMessage is a JSON object with the fields defined in Table 163.

Table 163 – JSON NetworkMessage definition

Name

Type

Description

MessageId

String

A globally unique identifier for the message. The unique identifier can be created by converting a Guid to a String or through another algorithm that creates a unique string.

This value is always present.

MessageType

String

This value shall be “ua-data” for NetworkMessages containing DataSetMessages.

This value is always present.

PublisherId

String

A unique identifier for the Publisher. It identifies the source of the message.

The presence of the value depends on the setting in the JsonNetworkMessageContentMask.

The source is the PublisherId on a PubSubConnection (see 6.2.7.1).

If the PublisherId is a UInteger, the UInteger value is converted to a String without leading zeros.

WriterGroupName

String

The name of the WriterGroup which created the NetworkMessage.

The presence of the value depends on the setting in the JsonNetworkMessageContentMask.

DataSetClassId

String

The DataSetClassId associated with the DataSets in the NetworkMessage. The DataSetClassId is a Guid and shall be converted to a String.

The presence of the value depends on the setting in the JsonNetworkMessageContentMask.

If specified, all DataSetMessages in the NetworkMessage shall have the same DataSetClassId.

The source is the DataSetClassId on the PublishedDataSet (see 6.2.3.3) associated with the DataSetWriters that produced the DataSetMessages.

Messages

*

A JSON array of JSON DataSetMessages (see 7.2.5.4).

This value is always present.

All fields with a concrete DataType defined are encoded using reversible OPC UA JSON Data Encoding defined in OPC 10000-6.

The fields in the JSON NetworkMessage are controlled by the NetworkMessageContentMask of the JSON NetworkMessage mapping(see 6.3.2.1.1).

If the NetworkMessageHeader bit of the NetworkMessageContentMask is not set, the NetworkMessage is the contents of the Messages field (e.g. a JSON array of DataSetMessages).

If the DataSetMessageHeader bit of the NetworkMessageContentMask is not set, the content of the Messages field is an array of content from the Payload field for each DataSetMessage (see 7.2.5.4).

If the SingleDataSetMessage bit of the NetworkMessageContentMask is set, the content of the Messages field is a JSON object containing a single DataSetMessage.

If the NetworkMessageHeader and the DataSetMessageHeader bits are not set and SingleDataSetMessage bit is set, the NetworkMessage is a JSON object containing the set of name/value pairs defined for a single DataSet.

If the JSON encoded NetworkMessage size exceeds the Broker limits the message is dropped and a PubSubTransportLimitsExceeded Event is reported.

A DataSetMessage is produced by a DataSetWriter and contains list of name/value pairs which are specified by the PublishedDataSet associated with the DataSetWriter. The contents of the DataSetMessage are formally described by a DataSetMetaData Object. A DataSetMessage is a JSON object with the fields defined in Table 164.

A key frame DataSetMessage or an event based DataSetMessage contains name and value for all fields of the DataSet.

A delta frame DataSetMessage contains only name and value for the changed fields.

DataSetWriters may periodically provide keep-alive messages which are DataSetMessages without any Payload field.

Table 164 – JSON DataSetMessage definition

Name

Type

Description

DataSetWriterId

UInt16

An identifier for DataSetWriter which created the DataSetMessage.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

It is unique within the scope of a Publisher.

DataSetWriterName

String

The name of the DataSetWriter which created the DataSetMessage.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

PublisherId

String

A unique identifier for the Publisher. It identifies the source of the message.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

The source is the PublisherId on a PubSubConnection (see 6.2.7.1).

If the PublisherId is a UInteger, the UInteger value is converted to a String without leading zeros.

The value shall be omitted if the NetworkMessage header is present.

WriterGroupName

String

The name of the WriterGroup which created the DataSetMessage.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

The value shall be omitted if the WriterGroupName is contained in the NetworkMessage header.

SequenceNumber

UInt32

Sequence number for each new DataSetMessage as defined in 7.2.3.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

For the DataSetMessage MessageType “ua-keepalive”, the sequence number provides the next expected sequence number for the DataSetWriter.

MetaDataVersion

ConfigurationVersionDataType

The version of the DataSetMetaData which describes the contents of the Payload.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

MinorVersion

VersionTime

The minor version of the DataSetMetaData which describes the contents of the Payload.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

The value shall be omitted if the MetaDataVersion is contained in the DataSetMessage header.

Timestamp

DateTime

The time the DataSetMessage was created.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

Status

StatusCode

The overall status of the DataSetMessage. The dependencies to the status of DataSet fields are defined in Table 26.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

MessageType

String

Possible values are “ua-keyframe”, “ua-deltaframe”, “ua-event” and “ua-keepalive”.

The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

Payload

Object

A JSON object containing the name-value pairs specified by the PublishedDataSet.

The format of the value depends on the DataType of the field and the flags specified by the DataSetFieldContentMask.

For MessageType “ua-event”, only Variant or RawData encoding shall be allowed. If bits for DataValue encoding are set, the Variant encoding shall be used.

All fields with a concrete DataType are encoded using reversible OPC UA JSON Data Encoding defined in OPC 10000-6.

The fields in the DataSetMessage are specified by the DataSetFieldContentMask in the DataSetWriter parameters.

The format of the field values in the Payload depend on the setting of the ReversibleFieldEncoding flag in the DataSetMessageContentMask.

The JSON message mapping defines optional discovery messages. The main purpose is the exchange of additional information not contained in the DataSetMessages like Properties for the DataSet fields.

DataSetMetaData describe the content of DataSetMessages published by a DataSetWriter. More specifically, it specifies the names and data types of the values that shall appear in the Payload of a DataSetMessage.

When the DataSetMetaData of a DataSet changes, the DataSetWriter may be configured to publish the updated value through the mechanism defined by the transport protocol mapping.

The DataSetWriterId and Version fields in a DataSetMessage are used to correlate a DataSetMessage with a DataSetMetaData.

A NetworkMessage with MessageType DataSetMetaData is a JSON object with the fields defined in Table 165.

Table 165 – JSON DataSetMetaData definition

Name

Type

Description

MessageId

String

A globally unique identifier for the message.

This value is mandatory.

MessageType

String

This value shall be “ua-metadata”.

This value is mandatory.

PublisherId

String

A unique identifier for the Publisher. It identifies the source of the message.

This value is mandatory.

DataSetWriterId

UInt16

An identifier for DataSetWriter which published the DataSetMetaData.

This value is mandatory.

It is unique within the scope of a Publisher.

DataSetWriterName

String

The name of the DataSetWriter.

This value is optional. The presence of the value depends on the setting in the JsonDataSetMessageContentMask.

Timestamp

UtcTime

When the message was first sent to the middleware.

This value is mandatory.

MetaData

DataSetMetaDataType

The metadata as defined in 6.2.3.2.3.

This value is mandatory.

All fields with a concrete DataType are encoded using reversible OPC UA JSON Data Encoding defined in OPC 10000-6.

A NetworkMessage with MessageType ApplicationDescription is a JSON object with the fields defined in Table 166.

Table 166 – JSON ApplicationDescription definition

Name

Type

Description

MessageId

String

A globally unique identifier for the message.

This value is mandatory.

MessageType

String

This value shall be “ua-application”.

This value is mandatory.

PublisherId

String

The Publisher that sent the message.

This value is mandatory.

Timestamp

UtcTime

When the message was first sent to the middleware.

This value is mandatory.

Description

ApplicationDescription

The ApplicationDescription Structure is described in OPC 10000-4.

ServerCapabilities

String []

The set of Server capabilities supported by the Server associated with the Publisher. The set of allowed Server capabilities are defined in OPC 10000-12.

A NetworkMessage with MessageType ServerEndpoints is a JSON object with the fields defined in Table 167.

Table 167 – JSON ServerEndpoints definition

Name

Type

Description

MessageId

String

A globally unique identifier for the message.

This value is mandatory.

MessageType

String

This value shall be “ua-endpoints”.

This value is mandatory.

PublisherId

String

The Publisher that sent the message.

This value is mandatory.

Timestamp

UtcTime

When the message was first sent to the middleware.

This value is mandatory.

Endpoints

EndpointDescription []

The list of Server Endpoints of the OPC UA Application. The EndpointDescription Structure is described in OPC 10000-4.

A NetworkMessage with MessageType Status is a JSON object with the fields defined in Table 168.

Table 168 – JSON Status definition

Name

Type

Description

MessageId

String

A globally unique identifier for the message. This value is mandatory.

MessageType

String

This value shall be “ua-status”. This value is mandatory.

PublisherId

String

The Publisher that sent the message. This value is mandatory.

Timestamp

UtcTime

When the message was sent to the Middleware.

Mandatory if IsCyclic=TRUE.

The field is omitted if IsCyclic=FALSE.

IsCyclic

Boolean

If TRUE the Publisher periodically updates the status.

If FALSE the Middleware is responsible for detecting changes to the status.

Status

PubSubState

The current state of the Publisher. This value is mandatory.

NextReportTime

UtcTime

When the Publisher is expected to send the next update.

Mandatory if IsCyclic=TRUE.

The field is omitted if IsCyclic=FALSE.

IsCyclic is set to FALSE if a PublisherId is used exclusively by a single application and the Message Oriented Middleware can detect when Publishers go offline. In these cases, the Publisher sends updates only when its state changes and the Message Oriented Middleware will send an update with PubSubState Error if the Publisher goes offline. The status message from the Message Oriented Middleware does not contain the Timestamp.

If IsCyclic is set to TRUE the Publisher only reports when it is Operational. The NextReportTime indicates when the Publisher is expected to send an update. If the Subscriber does not receive updates and the NextReportTime is a reasonable time in the past, the Subscriber assumes the PubSubState Error.

A NetworkMessage with MessageType PubSubConnection is a JSON object with the fields defined in Table 169.

Table 169 – JSON PubSubConnection definition

Name

Type

Description

MessageId

String

A globally unique identifier for the message. This value is mandatory.

MessageType

String

This value shall be “ua-connection”. This value is mandatory.

PublisherId

String

The Publisher that sent the message. This value is mandatory.

Timestamp

UtcTime

When the message was first sent to the Middleware.

This value is mandatory.

Connection

PubSubConnectionDataType

The PubSubConnectionDataType Structure is defined in 6.2.7.5.1.

The ReaderGroup lists and the Address in PubSubConnectionDataType shall be empty.

The configuration properties shall not be included in the PubSubConnectionDataType, WriterGroupDataType and DataSetWriterDataType.

Subclause 7.3 lists the standard protocols that have been selected for this document and their possible combinations with message mappings.

OPC UA UDP is a simple UDP based protocol that is used to transport UADP NetworkMessages.

A PubSubConnection for UDP shall have a unique Address across all PubSubConnections of an OPC UA Application.

If the Address specifies a domain name then the resolution to an IP address requires access to a domain name resolution service (e.g., the DNS protocol) that maps the domain name onto a usable network address. OPC 10000-7 defines Profiles for different name resolution protocols that Publisher or Subscriber may support.

For OPC UA UDP it is recommended to limit the MaxNetworkMessageSize plus additional headers to a MTU size. The number of frames used for a UADP NetworkMessage influences the probability that UADP NetworkMessages get lost.

Note: The MaxNetworkMessageSize that fits into one MTU is maximum 1472 Byte for IPv4 and 1452 Byte for IPv6. The additional headers have a size of 22 Byte for Ethernet, 20 Byte for IPv4 or 40 Byte for IPv6 and 8 Byte for UDP. This is based on IETF RFC 8200 for IPv6, RFC 791 for IPv4 and RFC 768 for UDP.

For OPC UA UDP the MaxNetworkMessageSize plus additional headers shall be limited to 65535 Byte.

The transport of a UADP NetworkMessage in a UDP packet is defined in Table 170.

Table 170 – UADP message transported over UDP

Name

Description

Frame Header

The frame header.

IP Header

The IP header for the frame contains information like source IP address and destination IP address. IPv4 and IPv6 addresses can be used. The size of the IP header depends on the used version.

UDP Header

The UDP header for the frame contains the source port, destination port, length and checksum. Each field is two byte long. The total size of the UDP header is 8 byte.

UADP NetworkMessage

The UADP NetworkMessage is sent as UDP data.

Frame Footer

The frame footer.

The IANA registered IPv4 multicast address for discovery is 224.0.2.14. It shall only be used for OPC UA discovery purposes. The recommended port for discovery is 4840. Therefore the default DiscoveryAddress has the following form:

opc.udp://224.0.2.14

The default DiscoveryMaxMessageSize for UDP is 4096 bytes.

The transport protocol URL for UDP multicast and broadcast communication is configured on a PubSubConnection for Publisher and Subscriber. The Address parameter for a PubSubConnection is defined in 6.2.7.3.

The Url field in the Address is used as destination address for NetworkMessages sent as UDP datagram. The Address is also used to receive UDP datagrams from the multicast IP address. All DataSetWriters and DataSetReaders that send to and receive from the multicast IP address shall be configured on one PubSubConnection. The Address parameter for WriterGroup datagram TransportSettings shall be null. If an Address is configured on a WriterGroup, the WriterGroup PubSubState shall be Error. The NetworkInterface field in the Address is required if more than one network interface is available.

The syntax of the UDP transport protocol URL used in the Address has the following form:

opc.udp://<address>[:<port>]

The address is either an multicast or broadcast IP address or a registered name like a domain name that can be resolved to a multicast or broadcast IP address.. It is the destination of the UDP datagram.

The IANA registered OPC UA port for UDP communication is 4840. This is the default and recommended port for broadcast and multicast communication. Alternative ports may be used.

It is recommended to use switches with IGMP and MLD support to limit the distribution of multicast traffic to the interested participants.

Note: The Internet Group Management Protocol (IGMP) is a standard protocol used by hosts to report their IP multicast group memberships for IPv4 and needs to be implemented by any host that wishes to receive IP multicast datagrams. IGMP messages are used by multicast routers to learn which multicast groups have members on their attached networks. IGMP messages are also used by switches capable of supporting “IGMP snooping” whereby the switch listens to IGMP messages and only sends the multicast NetworkMessages to ports that have joined the multicast group. The corresponding protocol for IPv6 is the Multicast Listener Discovery (MLD).There are different versions of IGMP and MLD: - IGMP V1 is defined in IETF RFC 1112. - IGMP V2 is defined in IETF RFC 2236. - IGMP V3 is defined in IETF RFC 3376.

- IGMP V3 and MLD V2 are defined in IETF RFC 4604.

IETF RFC 2236 and IETF RFC 3376 discuss host and router requirements for interoperation with older IGMP versions.If OPC UA devices make extensive use of IP multicast for UDP transport, consistent IGMP and MLD usage by OPC UA devices is essential in order to create well-functioning OPC UA Application networks.

OPC UA Applications shall issue an IGMP membership report message (V1, V2 or V3 as appropriate) for IPv4 or a MLD membership report message for IPv6 when enabling a PubSub connection on which they will receive UDP multicast NetworkMessages.

For UDP unicast, the address information for the Subscriber is configured on the PubSubConnection and the address information for the Publisher is configured on the WriterGroup.

The receive port for UDP unicast communication is configured on a PubSubConnection. The Address parameter for a PubSubConnection is defined in 6.2.7.3. All NetworkMessages for one port are received through one PubSubConnection. The filtering and assignment of NetworkMessages for the Subscriber is done based on the PublisherId. The hostname for the Url in the PubSubConnection Address parameter is set to ‘localhost’ since the source address is not used for filtering. The NetworkInterface field in the Address is not required and is only configured if the Subscriber should listen only on the configured interface. If the NetworkInterface is null or empty, the Subscriber should listen on all interfaces.

The syntax of the Url field in the PubSubConnection Address parameter has the following form:

opc.udp://localhost[:<port>]

The destination address is configured on the datagram TransportSettings of a WriterGroup. The Address parameter for a WriterGroup datagram TransportSetting is defined in 6.4.1.3.4. The Address parameter for WriterGroup datagram TransportSettings shall be configured. If no Address is configured on a WriterGroup, the WriterGroup PubSubState shall be Error. The NetworkInterface field in the Address is not required and should be null or empty and shall be ignored.

The syntax of Url field in the WriterGroup datagram TransportSettings Address parameter has the following form:

opc.udp://<host>[:<port>]

The host is either an unicast IP address or a registered name like a hostname or domain name that can be resolved to a unicast IP addresses. The IP address and the port are the destination of the UDP datagram.

The IANA registered OPC UA port for UDP communication is 4840. This is the default and recommended port for unicast communication. Alternative ports may be used.

OPC UA Ethernet is a simple Ethernet based protocol using EtherType 0xB62C that is used to transport UADP NetworkMessages as payload of the Ethernet II frame without IP or UDP headers.

The syntax of the Ethernet transporting protocol URL used in the Address parameter defined in 6.2.7.3 has the following form:

opc.eth://<host>[:<VID>[.PCP]]

The host is a MAC address, an IP address or a registered name like a hostname. The format of a MAC address is six groups of hexadecimal digits, separated by hyphens (e.g. 01-23-45-67-89-ab). A system may also accept hostnames and/or IP addresses if it provides means to resolve it to a MAC address (e.g. DNS and Reverse-ARP).

The VID is the VLAN ID as number.

The PCP is the Priority Code Point as one digit number. This optional parameter is typically configured as part of the QoS settings on the network interface and not of the address.

The transport of a UADP NetworkMessage in an Ethernet II frame is defined in Table 171.

Table 171 – UADP message transported over Ethernet

Name

Description

Frame Header

The frame header with an EtherType of 0xB62C.

UADP NetworkMessage

The UADP NetworkMessage is sent as Ethernet payload.

Frame Footer

The frame footer.

For OPC UA Ethernet the MaxNetworkMessageSize and the DiscoveryMaxMessageSize plus additional headers shall be limited to an Ethernet frame size of 1522 Byte.

Note: The MaxNetworkMessageSize is typically 1500 Byte since the additional headers have a size of 22 Byte and it consists of 6 Byte destination address, 6 Byte source address, 2 Byte EtherType, 4 Byte frame check sequence and optionally 4 Byte VLAN tag. This is based on Q-tagged frames defined in IEEE Std 802.3-2018.

The IANA registered OPC UA EtherType for UADP communication is 0xB62C.

The Advanced Message Queuing Protocol (AMQP) is an open standard application layer protocol for Message Oriented Middleware. AMQP is often used with a Broker that relays messages between applications that cannot communicate directly.

Publishers send AMQP messages to AMQP endpoints. Subscribers listen to AMQP endpoints for incoming messages. If a Broker is involved it may persist messages so they can be delivered even if the subscriber is not online. Brokers may also allow messages to be sent to multiple Subscribers.

The AMQP protocol defines a binary encoding for all messages with a header and a body. The header allows applications to insert additional information as name-value pairs that are serialized using the AMQP binary encoding. The body is an opaque binary blob that can contain any data serialized using an encoding chosen by the application.

This document defines two possible message mappings for the AMQP message body: the UADP message mapping defined in 7.2.3 and a JSON message mapping defined in 7.2.4.6.9. AMQP Brokers have an upper limit on message size. The limit is defined by the AMQP field max-message-size. The mechanism for handling NetworkMessages that exceed the Broker limits depends on the MessageMapping. For MessageMappings that support chunking, the NetworkMessage shall be broken into multiple chunks. The chunk size plus the AMQP header should not exceed the AMQP max-message-size. For MessageMappings that do not support chunking, the NetworkMessages exceeding the maximum size mut be skipped. Diagnostic information for such error scenarios are provided through the Events of the type PubSubTransportLimitsExceedEventType defined in 9.1.13.2 and through the FailedTransmissions counter of the PubSubDiagnosticsWriterGroupType defined in 9.1.11.9.

Security with AMQP is primary provided by a TLS connection between the Publisher or Subscriber and the AMQP Broker, however, this requires that the AMQP Broker be trusted. For that reason, it may be necessary to provide end-to-end security. Applications that require end-to-end security with AMQP need to use the UADP NetworkMessages and binary message encoding defined in 7.2.4.4. JSON encoded message bodies rely on the security mechanisms provided by AMQP and the AMQP Broker.

The syntax of the AMQP transporting protocol URL used in the Address parameter defined in 6.2.7.3 has the following form:

amqps://<domain name>[:<port>][/<path>]

The default port is 5671. The protocol prefix above provides transport security.

amqp://<domain name>[:<port>][/<path>]

The default port is 5672.

The syntax for an AMQP URL over Web Sockets has the following form:

wss://<domain name>[:<port>][/<path>]

The default port is 443.

Authentication shall be performed according to the configured AuthenticationProfileUri of the PubSubConnection, DataSetWriterGroup, DataSetWriter or DataSetReader entities.

If no authentication information is provided in the form of ResourceUri and AuthenticationProfileUri, SASL Anonymous is implied.

If the authentication profile specifies SASL PLAIN authentication, a separate connection for each new Authentication setting is required.

AMQP allows sending properties as part of opening the connection, session establishment and link attach.

The connection properties apply to any connection, session or link created as part of the PubSubConnection, or subordinate configuration entities, such as WriterGroup and DataSetWriter.

The properties are defined through the KeyValuePair array in the ConnectionProperties WriterGroupProperties and DataSetWriterProperties. The NamespaceIndex of the QualifiedName in the KeyValuePair shall be 0 for AMQP standard properties. The Name of the QualifiedName is constructed from a prefix and the AMQP property name with the following syntax.

Name = <target prefix>-<AMQP property name>

The target prefix can have the following values:

  • Connection;
  • session;
  • link.

The Value of the KeyValuePair is converted to an AMQP data type using the rules defined in Table 174. If there is no rule defined for a data type, the property shall not be included.

The connection properties are intended to be used sparingly to optimize interoperability with existing broker endpoints.

A writer negotiates the delivery guarantees for its link using the snd-settle-mode settlement policy (settled, unsettled, mixed) it will use, and the desired rcv-settle-mode (first, second) of the broker.

Vice versa, the reader negotiates delivery guarantees using its rcv-settle-mode (first, second) and the desired snd-settle-mode (settled, unsettled) of the broker.

This matches to the BrokerTransportQualityOfService values as follows:

If the KeepAliveTime is set on a WriterGroup, a value slightly higher than the configured value of the group should be used as AMQP idle time-out of the AMQP connection ensuring that the connection is disconnected if the keep alive message was not sent by any writer. Otherwise, if no KeepAliveTime is specified, the implementation should set a reasonable default value.

When setting the maximum message sizes for the Link, the MaxNetworkMessageSize of the PubSubGroup shall be used. If this value is 0, the implementation chooses a reasonable maximum.

Other limits are up to the implementation and depend on the capabilities of the OS or on the capabilities of the device the Publisher or Subscriber is running on, and can be made configurable through configuration model extensions or by other means.

The AMQP message header has a number of standard fields which are called properties in the AMQP specification. Table 172 describes how these fields shall be populated when an AMQP message is constructed.

Table 172 – AMQP standard header fields

Field Name

Source

message-id

A globally unique value per message.

Subject

Valid values are ua-data or ua-metadata.

Content-type

The MIME type for the message body.

The MIME types are specified in the message body subclauses 7.3.4.8.1 and 7.3.4.8.3.

The subject defines the type of the message contained in the AMQP body. A value of “ua-data” specifies the body contains a UADP or JSON NetworkMessage. A value of “ua-metadata” specifies a body that contains a UA Binary or JSON encoded DataSetMetaData Message. The content-type specifies the whether the message is binary or JSON data.

The AMQP message header shall include additional fields defined on the WriterGroup or DataSetWriter through the KeyValuePair array in the WriterGroupProperties and DataSetWriterProperties. The NamespaceIndex of the QualifiedName in the KeyValuePair shall be 0 for AMQP standard message properties. The Name of the QualifiedName is constructed from a message prefix and the AMQP property name with the following syntax.

Name = message-<AMQP property name>

Table 173 defines the AMQP standard message properties.

Table 173 – OPC UA AMQP standard header QualifiedName Name mappings

AMQP standard property name

OPC UA DataType

AMQP data type

Note

to

String

*

user-id

ByteString

binary

reply-to

String

string

correlation-id

ByteString

*

absolute-expiry-time

Duration

timestamp

The absolute-expiry-time is calculated by adding the message-absolute-expiry-time (Duration) from the DataSetWriterProperties to the current time of the DataSetMessage creation.

Group-id

String

string

reply-to-group-id

String

string

creation-time

Boolean

timestamp

The creation-time is set to the current time of the DataSetMessage creation if the message-creation-time (Boolean) in the DataSetWriterProperties is True, or else if the value is False or if the property is not configured, the AMQP property is not set.

Content-encoding

String

symbol

Any name not in the table is assumed to be an application property. In this case the namespace provided as part of the QualifiedName shall be the ApplicationUri.

The AMQP message header shall include additional promoted fields of the DataSet as a list of name-value pairs. DataSet fields with the PromotedField flag set in the FieldMetaData fieldFlags are copied into the AMQP header. The FieldMetaData Structure is defined in 6.2.3.2.4. Promoted fields shall always be included in the header even if the DataSetMessage body is a delta frame and the DataSet field is not included in the delta frame. In this case the last known value is sent in the header.

When a field is added to the header it is converted to an AMQP data type using the rules defined in Table 174. If there is no rule defined for the data type, the field shall not be included.

Table 174 – OPC UA AMQP header field conversion rules

OPC UA DataType

Conversion Rules to AMQP data types.

Boolean

AMQP ‘boolean’ type.

Sbyte

AMQP ‘byte’ type.

Byte

AMQP ‘ubyte’ type.

Int16

AMQP ‘short’ type.

UInt16

AMQP ‘ushort’ type.

Int32

AMQP ‘int’ type.

UInt32

AMQP ‘uint’ type.

Int64

AMQP ‘long’ type.

UInt64

AMQP ‘ulong’ type.

Float

AMQP ‘float’ type.

Double

AMQP ‘double’ type.

String

AMQP ‘string’ type.

ByteString

AMQP ‘binary’ type.

DateTime

AMQP ‘timestamp’ type.

This conversion may result in loss of precision on some platforms.

The rules for dealing with the loss of precision are described in OPC 10000-6.

Guid

AMQP ‘uuid’ type.

QualifiedName

The QualifiedName is encoded as an AMQP ‘string’ type with the format <NamespaceUri>’#’<Name>.

LocalizedText

Not supported and the related field is discarded.

NodeId

If the NamespaceIndex = 0 the value is encoded as an AMQP ‘string’ type using the format for a NodeId defined in OPC 10000-6.

If the NamespaceIndex > 0 the value is converted to an ExpandedNodeId with a NamespaceUri and is encoded as an AMQP ‘string’ type using the format for an ExpandedNodeId defined in OPC 10000-6.

ExpandedNodeId

If the NamespaceUri is not provided the rules for the NodeId are used.

If the NamespaceUri is provided the value is encoded as an AMQP ‘string’ type using the format for an ExpandedNodeId defined in OPC 10000-6.

StatusCode

AMQP ‘uint’ type.

Variant

If the value has a supported datatype it uses that conversion; otherwise it is not supported and the related field is discarded.

Structure

Not supported and the related field is discarded.

Structure with option fields

Not supported and the related field is discarded.

Array

Not supported and the related field is discarded.

Union

Not supported and the related field is discarded.

The message body is encoded in the AMQP bare-message application-data section as an AMQP ‘binary’ value.

A JSON body is encoded as defined for the JSON message mapping defined in 7.2.4.6.9.

The corresponding MIME type is application/json.

A UADP body is encoded as defined for the UADP message mapping defined in 7.2.3.

The corresponding MIME type is application/opcua+uadp.

If the encoded AMQP message size exceeds the Broker limits it shall be broken into multiple chunks as described in 7.2.4.4.4.

It is recommended to create the MetaDataQueueName as described in 6.4.2.5.5 by appending the text “$Metadata” to the related QueueName.

MQTT is an open standard application layer protocol for Message Oriented Middleware. MQTT is often used with a Broker that relays messages between applications that cannot communicate directly.

Publishers send MQTT messages to MQTT brokers. Subscribers subscribe to MQTT brokers for messages. A Broker may persist messages so they can be delivered even if the Subscriber is not online. Brokers may also allow messages to be sent to multiple Subscribers.

The MQTT protocol defines a binary protocol used to send and receive messages from and to topics. The body is an opaque binary blob that can contain any data serialized using an encoding chosen by the application.

There are currently two versions of the MQTT protocol in use, version 3.1.1 and version 5.0. Version 5.0 expands on version 3.1.1 by adding support for connection and message properties. This enables advanced routing scenarios at the broker level in particular when using encrypted payloads.

This document defines two possible encodings for the message body: the binary encoded DataSetMessage defined in 7.2.3 and a JSON encoded DataSetMessage defined in 7.2.4.6.9.

MQTT version 3.1.1 does not provide a mechanism for specifying the encoding of the MQTT message which means the Subscribers need to be configured in advance with knowledge of the expected encoding. As a consequence, Publishers should only publish NetworkMessages using a single encoding to a unique MQTT topic name.

MQTT version 5.0 adds the encoding and the message type information to the message and connection header and therefore allows Subscribers to detect the encoding and the message mapping. No additional information is added to the meta data messages.

MQTT Publisher and Subscriber transport profiles for full and minimal support are defined in OPC 10000-7.

Message security is primarily provided by a TLS connection between the Publisher or Subscriber and the MQTT server; however, this requires that the MQTT server be trusted. For that reason, it may be necessary to provide end-to-end message security. Applications that require end-to-end message security with MQTT need to use the UADP NetworkMessages and binary message encoding defined in 7.2.3. JSON encoded message bodies need to rely on the security mechanisms provided by MQTT and the MQTT broker.

The syntax of the MQTT transporting protocol URL used in the Address parameter defined in 6.2.7.3 has the following form:

mqtts://<domain name>[:<port>][/<path>]

The protocol prefix mqtts provides transport security. The default port is 8883.

mqtt://<domain name>[:<port>][/<path>]

The protocol prefix without transport security is mqtt. The default port is 1883.

wss://<domain name>[:<port>][/<path>]

The protocol prefix for MQTT over secure Web Sockets is wss. The default port is 443.

MQTT supports the use of Username/Password authentication in the initial CONNECT packet. Aside from password credentials, implementations can use this mechanism to pass any form of secret, such as an authentication token. However, if CONNECT authentication is used, the connection should be secured.

MQTT version 5.0 also supports enhanced authentication, whereby clients can specify the desired SASL authentication method during initial CONNECT and finish the secret exchange with the broker using subsequent AUTH packets, or reauthenticate on an existing connection.

Authentication shall be performed according to the configured AuthenticationProfileUri of the PubSubConnection, DataSetWriterGroup, DataSetWriter or DataSetReader entities.

If no authentication information is provided in the form of ResourceUri and AuthenticationProfileUri, SASL Anonymous is implied.

If the authentication profile specifies SASL PLAIN authentication, a separate connection for each authentication setting is required.

The MQTT transport mapping for version 3.1.1 only supports the connection property ClientID using a KeyValuePair. Any other configured setting in the connection properties shall be silently discarded.

If the ClientID is not configured, the PublisherId is used as ClientID. If the PublisherId has a UInteger DataType, the UInteger value is converted to a String for the ClientID.

MQTT version 5.0 allows Publishers and Subscribers to provide MQTT connection properties as part of opening the connection.

The connection properties apply to any connection created as part of the PubSubConnection, or subordinate configuration entities, such as the WriterGroup and the DataSetWriter.

The properties are defined through the KeyValuePair array in the ConnectionProperties. The NamespaceIndex of the QualifiedName in the KeyValuePair shall be 0.

Table 175 formally defines the ConnectionProperties used for MQTT connection configuration.

Table 175 – MQTT ConnectionProperties

Key

DataType

Description

0:MqttVersion

String

Defines the MQTT version to use for the MQTT connection. Possible values are “3.1.1”, “5.0” and “BestAvailable”.

The default value is BestAvailable.

0:MqttTopicPrefix

String

The <Prefix> part of the Topic convention defined in 7.3.5.7.1.

The default value is “opcua”

For MQTT properties, the Name of the QualifiedName is constructed from a prefix “connection” followed by a hyphen and the MQTT property name with the following syntax.

Name = connection-<MQTT property name>

Table 176 defines the MQTT standard connection properties.

Table 176 – OPC UA MQTT standard connection property configuration

MQTT property name

OPC UA DataTypes

MQTT data types

ClientID

String

UTF-8 Encoded String

Receive Maximum

UInt16

Two Byte Integer

Maximum Packet Size

UInt32

Four Byte Integer

Session Expiry Interval

UInt32

Four Byte Integer

Topic Alias Maximum

UInt16

Two Byte Integer

Request Response Information

Boolean

Byte

Request Problem Information

Boolean

Byte

Any name not in the Table 176 is assumed to be a MQTT User Property.

When a field is added to the header as a MQTT User Property the value is encoded as UTF-8 encoded String. If the value is not a String, then it is encoded using the non-reversible OPC UA JSON Data Encoding rules in OPC 10000-6.

The BrokerTransportQualityOfService values map to MQTT publish and subscribe QoS settings as follows:

  • AtMostOnce and BestEffort is mapped to MQTT QoS 0.
  • AtLeastOnce is mapped to MQTT QoS 1.
  • ExactlyOnce is mapped to MQTT QoS 2.

If the KeepAliveTime is set on a WriterGroup, a value slightly higher than the configured value of the group in seconds should be set as MQTT Keep Alive ensuring that the connection is disconnected if the keep alive message was not sent by any writer in the specified time. If multiple WriterGroups are configured, the group with the highest KeepAliveTime setting is used for the calculation.

The implementation chooses packet and message size limits depending on the capabilities of the OS or of the capabilities of the device the application is running on. They can be made configurable through configuration model extensions or by other means.

MQTT messages are sent to Topics which provide context and other information about the message. Topics are hierarchical paths that allow Subscribers to use wildcards to select multiple Topics. Therefore, Topics are most useful when they follow a predictable pattern. This clause defines the Topic conventions for use with the MQTT mapping. All Publishers shall be able to support these conventions.

A Topic has the following general pattern:

<Prefix>/<Encoding>/<MqttMessageType>/<PublisherId>/[<WriterGroup>/<DataSetWriter>]

Where Topic levels are:

  • <Prefix> is a system defined prefix that provides a scope for the PublisherIds;The default value is ‘opcua’.
  • <Encoding> specifies the encoding of messages sent to the Topic (‘json’, ‘uadp’, etc);
  • <MqttMessageType> specifies the content of the messages published to the Topic as defined in 7.3.5.7.2;
  • <PublisherId> uniquely identifies a Publisher within the scope of the prefix;
  • <WriterGroup> is the name of a WriterGroup within the Publisher;
  • <DataSetWriter> is the name of a DataSetWriter within the WriterGroup;

The <Prefix> should be one Topic level, however, system designers may break <Prefix> into multiple Topic levels. Note that using multiple Topic levels prevents Subscribers from automatically discovering Publishers in the system unless they are preconfigured with the <Prefix> used for the system.

The possible values for the <Encoding> are ‘json’ or ‘uadp’ based on the message mappings defined in 7.2.3 and 7.2.4.6.9.

When Publishers are configured to publish to an MQTT Broker they shall have PublisherId assigned that can be used as Topic level.

The Topic levels that appear after the <PublisherId> depend on the <MqttMessageType>.

When these Topic conventions are used the wildcards in Table 177 may be used:

Table 177 – Examples of MQTT Wildcards

Wildcard

Notes

opcua/json/status/#

Subscribes to the status of all Publishers in the “opcua” scope.

This allows the Subscriber to detect when Publishers come online or disappear.

opcua/json/metadata/#

Subscribes to the metadata of all Publishers in the “opcua” scope.

This allows the Subscriber to detect changes to metadata.

opcua/json/data/device-one/#

Subscribes to all data produced by Publisher “device-one” in the “opcua” scope.

opcua/json/data/+/+/diagnostic

Subscribes to all Publishers that offer a “diagnostic” writer.

The MQTT Topic syntax places restrictions on what characters may be used in a Topic level. Specifically, Topic levels are any UTF8 string that:

  • Does not start with a $
  • Does not include /, + or #
  • Does not include non-printable characters or whitespace other than the space character (U+0020).

<MqttMessageType> Topic levels exist for each MessageType defined in 7.2.2. Additional information about each Topic level is provided in Table 178.

Table 178 – MQTT Topic level MessageType mapping

MessageType

MqttMessageType

RETAIN

Required

Specification Reference

DataSetMessage

data

False

Yes

Defined in 7.3.5.7.3.

A system specific Topic may be used instead

The RETAIN false is the default setting.

DataSetMetaData

metadata

True

Yes

Defined in 7.3.5.7.4.

A system specific Topic may be used instead.

ApplicationDescription

application

True

No

Defined in 7.3.5.7.5.

ServerEndpoints

endpoints

True

No

Defined in 7.3.5.7.6.

Status

status

True

Yes

Defined in 7.3.5.7.7.

PubSubConnection

connection

True

Yes

Defined in 7.3.5.7.8.

The data Topic has the form:

<Prefix>/<Encoding>/data/<PublisherId>/<WriterGroup>[/<DataSetWriter>]

The <PublisherId> Topic level is the PublisherId for the application sending the messages.

The <WriterGroup> Topic level is the name of a WriterGroup within the Publisher.

The <DataSetWriter> Topic level is the name of a DataSetWriter within the WriterGroup. If no QueueName is specified at the DataSetWriter level then the QueueName in WriterGroup TransportSettings is used and the DataSetWriter name is not part of the Topic.

The data Topic level is the default if the system owner does not have their own Topic tree. The Topic actually used is specified in the Connection Message as QueueName in the DataSetWriter or WriterGroup TransportSettings.

The messages are instances of the DataSetMessage MessageType (see 7.2.2).

The corresponding PubSubConnection Messag e is sent to the Topic with the same <Prefix>, <Encoding> and <PublisherId>. The PubSubConnection specifies the WriterGroups and DataSetWriters for a Publisher.

The metadata Topic has the form:

<Prefix>/<Encoding>/metadata/<PublisherId>/<WriterGroup>/<DataSetWriter>

The <PublisherId> Topic level is the PublisherId for the application sending the messages.

The <WriterGroup> Topic level is the name of a WriterGroup within the Publisher.

The <DataSetWriter> Topic level the name of a DataSetWriter within the WriterGroup.

The metadata Topic is the default if the system owner does not have their own Topic tree. The Topic actually used is specified in the Connection Message as MetaDataQueueName in the DataSetWriter TransportSettings.

The messages are instances of the DataSetMetaData MessageType (see 7.2.2).

The corresponding PubSubConnection Messag e is sent to the Topic with the same <Prefix>, <Encoding> and <PublisherId>. The PubSubConnection specifies the WriterGroups and DataSetWriters for a Publisher.

The application Topic has the form:

<Prefix>/<Encoding>/application/<PublisherId>

The <PublisherId> Topic level is the PublisherId for the application sending the messages.

The messages are instances of the ApplicationDescription MessageType (see 7.2.2).

The endpoints Topic has the form:

<Prefix>/<Encoding>/endpoints/<PublisherId>

The <PublisherId> Topic level is the PublisherId for the application sending the messages.

The messages are instances of the ServerEndpoints MessageType (see 7.2.2).

The status Topic has the form:

<Prefix>/<Encoding>/status/<PublisherId>

The <PublisherId> Topic level is the PublisherId for the application sending the messages.

The messages are instances of the Status MessageType (see 7.2.2).

A Publisher that is exclusively using a PublisherId shall register a Status message as an MQTT Will message when it creates the connection to the MQTT Broker. This message is sent automatically if the Publisher loses its connection the MQTT Broker. The IsCyclic shall be FALSE in this case. The PubSubState value of the Will message shall be Error.

The connection Topic has the form:

<Prefix>/<Encoding>/connection/<PublisherId>

The <PublisherId> Topic level is the PublisherId for the application sending the messages. This value shall be the same as the PublisherId in PubSubConnection provided in the message.

The PublisherId in the PubSubConnection uniquely identifies the Publisher within the scope defined by the <Prefix>.

The TransportProfileUri in the PubSubConnection specifies the <Encoding> used for all messages for the combination of <Encoding>/<PublisherId>. Table 179 specifies the mapping between a TransportProfileUri and the encoding.

Table 179 – TransportProfileUri encodings

URI

Encoding

http://opcfoundation.org/UA-Profile/Transport/pubsub-mqtt-json

json

http://opcfoundation.org/UA-Profile/Transport/pubsub-mqtt-uadp

uadp

The messages are instances of the PubSubConnection MessageType (see 7.2.2).

The default setting for the MQTT RETAIN flag are defined in Table 178. Table 181 defines an option to change the RETAIN flag setting for DataSetMessages.

The MQTT version 3.1.1 protocol does not support message headers. Any promoted field or additional fields defined on the WriterGroup or DataSetWriter other than RETAIN are not sent as MQTT message properties.

MQTT version 5.0 defines a number of standard message properties. These include properties explicitly defined in the MQTT specification, as well as the MQTT User Property which is a key-value pair of UTF-8 strings. The MQTT User Property is intended to provide a means of transferring application layer name-value tags whose meaning and interpretation are known only by the application programs responsible for sending and receiving them. They are used here to specify PubSub properties not directly supported by the MQTT protocol.

Table 180 describes how these properties shall be populated when a MQTT version 5.0 message is constructed.

Table 180 – OPC UA MQTT message properties

MQTT property name

MQTT property type

MQTT property value

UAMessageType

User Property

Valid values are ua-data or ua-metadata.

Content Type

Standard

The MIME type for the message body.

The MIME types are specified in the message body subsections 7.3.5.9.2 and 7.3.5.9.3.

The MQTT message header shall include additional fields defined on the WriterGroup or DataSetWriter through the KeyValuePair array in the WriterGroupProperties and DataSetWriterProperties. The NamespaceIndex of the QualifiedName in the KeyValuePair shall be 0. The Name of the QualifiedName is constructed from a message prefix and the MQTT property name with the following syntax.

Name = message-<MQTT property name>

The Name of the key in the KeyValuePair shall have a prefix “message” followed by a hyphen and the MQTT property name.

Table 181 defines the MQTT standard message properties.

Table 181 – OPC UA MQTT standard message property configuration

MQTT property name

OPC UA DataTypes

MQTT data types

Description

RETAIN

Boolean

RETAIN bit in the header

RETAIN configuration for DataSetMessages.

Response Topic

String

UTF-8 Encoded String

Not available as message property for MQTT 3.1.1.

Correlation Data

ByteString

Binary Data

Not available as message property for MQTT 3.1.1.

Message Expiry Interval

UInt32

Four Byte Integer

Not available as message property for MQTT 3.1.1.

Content Type

String

UTF-8 Encoded String

Configuration option for the MIME.type of the message body for MQTT 3.1.1 and 5.0.

Not available as message property for MQTT 3.1.1.

Any name not in the Table 181 is assumed to be a MQTT User Property.

When a field is added to the header as a MQTT User Property the value is encoded as UTF-8 encoded String. If the value is not a String, then it is encoded using the non-reversible OPC UA JSON Data Encoding rules in OPC 10000-6. Promoted fields can only be sent for fields which are assumed to be a MQTT User Property and if the NetworkMessage contains only one DataSetMessage. The MQTT message header shall include additional promoted fields of the DataSet as a list of MQTT User Property name-value pairs. DataSet fields with the PromotedField flag set in the FieldMetaData fieldFlags are copied into the MQTT header. The FieldMetaData Structure is defined in 6.2.3.2.4. For a UADP message mapping the promoted fields are also included in the UADP NetworkMessage. Promoted fields shall always be included in the header even if the DataSetMessage body is a delta frame and the DataSet field is not included in the delta frame. In this case the last known value is sent in the header.

When sending a MQTT Version 5.0 message the UAMessageType property shall be set to uadata for data messages or ua-metadata for metadata messages.

A JSON body is encoded as defined for the JSON message mapping defined in 7.2.4.6.9.

When sending a MQTT Version 5.0 message the MQTT ContentType property shall be set to application/json when sending uncompressed JSON messages.

JSON messages can become quite large. In order to save bandwidth and to reduce message size, on MQTT Version 5.0 the MQTT ContentType property allows to select a compression type as encoding for a JSON message.

When sending a gzip (RFC 1952) compressed JSON message on MQTT Version 5.0 the MQTT ContentType property shall be set to application/json+gzip.

A UADP body is encoded as defined for the UADP message mapping defined in 7.2.3.

It is expected that the software used to receive UADP NetworkMessage can process the body without needing to know how it was transported.

If the encoded MQTT message size exceeds the Broker limits, it is broken into multiple chunks as described in 7.2.4.4.4.

When sending such message over MQTT Version 5.0 the ContentType property shall be set to application/opcua+uadp.